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CRD 107326
WALNUT CREEK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-06-08 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLUESPRING WEALTH PARTNERS, LLC | Owner | E | yes | 12/2020 | Dec 17, 2020 | Jul 30, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | Owner | E | yes | 10/2014 | Dec 17, 2020 | Jul 30, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | Owner | E | yes | 10/2014 | Dec 17, 2020 | Jul 30, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | Owner | E | yes | 10/2014 | Dec 17, 2020 | Jul 30, 2024 |
| KESTRA FINANCIAL, INC | Owner | E | yes | 12/2020 | Dec 17, 2020 | Jul 30, 2024 |
| KINGFISHER HOLDING A, INC. | Owner | E | yes | 06/2019 | Dec 17, 2020 | Jul 30, 2024 |
| KINGFISHER HOLDING B, INC. | Owner | E | yes | 06/2019 | Dec 17, 2020 | Jul 30, 2024 |
| KINGFISHER HOLDING, G.P., LLC | GENERAL PARTNER | F | yes | 06/2019 | Dec 17, 2020 | Jul 30, 2024 |
| KINGFISHER HOLDING, L.P. | Owner | E | yes | 06/2019 | Dec 17, 2020 | Jul 30, 2024 |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | Owner | C | yes | 02/2023 | Mar 17, 2023 | Jul 30, 2024 |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | Owner | C | yes | 02/2023 | Mar 17, 2023 | Jul 30, 2024 |
| OHCP VI ENZO AGGREGATOR, L.P. | Owner | C | yes | 02/2023 | Mar 17, 2023 | Jul 30, 2024 |
| ROSEN, MEREDITH, MIRIAM | DIRECTOR OF CLIENT EXPERIENCE & CHIEF COMPLIANCE OFFICER | Na | yes | 05/2013 | Mar 19, 2014 | Jul 30, 2024 |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | LIMITED PARTNER | C | yes | 06/2019 | Dec 17, 2020 | Jul 30, 2024 |
| Osborne, Angela, Maren | VICE PRESIDENT | Na | no | 07/2021 | Mar 28, 2024 | Jul 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $80B | N | yes | n/a |
| KESTRA PRIVATE WEALTH SERVICES, LLC | n/a | Bd affiliated wealth | $13B | N | yes | n/a |
| KESTRA INVESTMENT SERVICES, LLC | n/a | Former SEC adviser | $12B | N | yes | n/a |
| SNS FINANCIAL GROUP, LLC | n/a | Independent wealth | $5.4B | N | yes | n/a |
| KESTRA INVESTMENT MANAGEMENT, LLC. | n/a | Asset manager | $4.3B | N | yes | n/a |
| PROVISE MANAGEMENT GROUP, LLC | n/a | Independent wealth | $2.0B | N | yes | n/a |
| CAPITAL PLANNING ADVISORS LLC | n/a | Former SEC adviser | $1.5B | N | yes | n/a |
| BEACON RETIREMENT PLANNING SERVICES INC. | n/a | Independent wealth | $1.3B | N | yes | n/a |
| GOLDSTEIN ADVISORS, LLC | n/a | Independent wealth | $1.1B | N | yes | n/a |
| RITTER DANIHER FINANCIAL ADVISORY LLC | n/a | Former SEC adviser | $936M | N | yes | n/a |
| HUGHES FINANCIAL SERVICES, LLC | n/a | Independent wealth | $760M | N | yes | n/a |
| HEDEKER WEALTH LLC | n/a | Independent wealth | $595M | N | yes | n/a |
| TATRO CAPITAL, LLC | n/a | Former SEC adviser | $277M | N | yes | n/a |
| HICKORY ASSET MANAGEMENT, INC. | n/a | Former SEC adviser | $249M | N | yes | n/a |
| KESTRA INSTITUTIONAL SERVICES, LLC | n/a | No RAUM reported | $0 | N | yes | n/a |
| AMERICAN FINANCIAL SOLUTIONS, INC. | n/a | n/a | n/a | N | yes | n/a |
| ARDEN TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| BERNARD R. WOLFE & ASSOCIATES, INC. | n/a | n/a | n/a | N | yes | n/a |
| COMPASS CAPITAL MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| KESTRA INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| OKLAHOMA FINANCIAL CENTER, INC. | n/a | n/a | n/a | N | yes | n/a |
| VECTOR INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $872M | $872M | 12 | 9 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $805M | $805M | 13 | 9 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | $722M | $722M | 13 | 8 | 0 | n/a | n/a |
| 2022 | Mar 17, 2023 | $654M | $654M | 17 | 8 | 0 | n/a | n/a |
| 2021 | Mar 22, 2022 | $637M | $637M | 15 | 6 | 0 | n/a | n/a |
| 2020 | Mar 19, 2021 | $560M | $560M | 13 | 6 | 0 | n/a | n/a |
| 2019 | Mar 12, 2020 | $521M | $515M | 10 | 5 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $453M | $451M | 12 | 6 | 0 | n/a | n/a |
| 2017 | Mar 27, 2018 | $503M | $501M | 9 | 5 | 0 | n/a | n/a |
| 2016 | Feb 27, 2017 | $454M | $454M | 11 | 5 | n/a | n/a | n/a |
| 2015 | Feb 17, 2016 | $422M | $422M | 7 | 7 | n/a | n/a | n/a |
| 2014 | Feb 25, 2015 | $387M | $387M | 11 | 7 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $364M | $364M | 10 | 7 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $343M | $343M | 10 | 7 | n/a | n/a | n/a |
| 2011 | Mar 7, 2012 | $306M | $306M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 7 | 17 | -10 | n/a | 0 | 0 | 0 | 7 | 18 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $872M | $805M | 8.3% | $654M | 10.0% | 12 | 13 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BLUESPRING WEALTH MANAGEMENT, LLC | 8 | Jun 8, 2026 | May 27, 2026 | WALNUT CREEK, CA | Firm absorbed | RIA to RIA | 50.0% |
| CAPITAL PLANNING ADVISORS LLC | 8 | Jun 8, 2026 | Mar 4, 2026 | WALNUT CREEK, CA | Firm absorbed | RIA to RIA | 50.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CAPITAL PLANNING ADVISORS LLC | 6 | Jun 8, 2026 | Mar 4, 2026 | ROSEVILLE, CA | Team lift out | RIA to RIA | 40.0% |