DFX Intelligence

B•••••• L• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

B•••••• L• R•••••

Advisor at U•••• W••••• P•••••••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:23fadc55-05e2-f877-8c0d-7ce8ddd3098d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••• W••••• P•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••• W••••• P•••••••	Former SEC adviser	Jan 1, 2025	n/a	yes	NEWPORT BEACH, CA	Current employment
F•• S•••••••• A••••••• L••	n/a	May 1, 2019	Nov 2, 2020	no	PLACENTIA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	F•• S•••••••• A••••••• L••	Nov 23, 2021	May 1, 2019	-937	Firm change after gap	Other
F•• S•••••••• A••••••• L••	U•••• W••••• P•••••••	Nov 2, 2020	Jan 1, 2025

Relationships

Registered with (6)

→ U•••• W••••• P•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Nov 8, 2017 to Nov 23, 2021factForm ADV
→ F•• S•••••••• A••••••• L••Registered adviserregistration: previous registration
May 1, 2019 to Nov 2, 2020factForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23fadc55-05e2-f877-8c0d-7ce8ddd3098d
First observed: Jul 2, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.