DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brandon L Rivera
At current firm
1 y
since Jan 1, 2025
In the industry
13 y
since Jun 28, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Unity Wealth Partners former currentsince Jan 1, 2025 · Newport Beach, Ca
- Fit Strategic Advisors LLC unclassifiedMay 1, 2019 to Nov 2, 2020 · Placentia, Ca
- Crown Capital Securities, L.P. formerNov 8, 2017 to Nov 23, 2021 · Orange, Ca
- Regal Investment Advisors LLC BD affiliatedJan 5, 2015 to Nov 3, 2017 · Downey, Ca
- Bright Owl Investment Advisors formerDec 20, 2013 to Dec 31, 2014 · Downey, Ca
- Centaurus Financial, Inc. BD affiliatedJul 2, 2013 to Dec 26, 2013 · Anaheim, Ca
Moves
a registration end followed by a registration begin elsewhere
- Crown Capital Securities, L.P. to Fit Strategic Advisors LLCleft Nov 23, 2021, registered May 1, 2019 (-937 days) · Other
- Fit Strategic Advisors LLC to Unity Wealth Partnersleft Nov 2, 2020, registered Jan 1, 2025 (1521 days) · Other
- Regal Investment Advisors LLC to Crown Capital Securities, L.P.left Nov 3, 2017, registered Nov 8, 2017 (5 days) · Other
- Bright Owl Investment Advisors to Regal Investment Advisors LLCleft Dec 31, 2014, registered Jan 5, 2015 (5 days) · Other
- Centaurus Financial, Inc. to Bright Owl Investment Advisorsleft Dec 26, 2013, registered Dec 20, 2013 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address