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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | DICKSON CITY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Aug 5, 2026 | n/a | yes | GREENWOOD VILLAGE, CO|DICKSON CITY, PA | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Jul 30, 2026 | no | BOSTON, MA|DICKSON CITY, PA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Oct 22, 2021 | Mar 31, 2025 | no | MERRIMACK, NH | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jan 16, 2020 | Apr 19, 2021 | no | WAVERLY, IA|Scranton, PA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jan 27, 2018 | Sep 10, 2019 | no | FORT WORTH, TX|State College, PA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jan 27, 2018 | Sep 10, 2019 | no | Westlake, TX|STATE COLLEGE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | EMPOWER ADVISORY GROUP, LLC | Jul 30, 2026 | Aug 5, 2026 | 6 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| CUNA BROKERAGE SERVICES, INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 19, 2021 | Oct 22, 2021 | 186 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Sep 10, 2019 | Jan 27, 2018 | -591 | Bulk transfer | Other |
| TD AMERITRADE, INC. | CUNA BROKERAGE SERVICES, INC. | Sep 10, 2019 | Jan 16, 2020 | 128 | Firm change | Other |