RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• W•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 5, 2026 · Greenwood Village, Co
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jul 30, 2026 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 22, 2021 to Mar 31, 2025 · Merrimack, Nh
- C••• B•••••••• S•••••••• I••• formerJan 16, 2020 to Apr 19, 2021 · Waverly, Ia
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 27, 2018 to Sep 10, 2019 · Fort Worth, Tx
- T• A••••••••• I••• formerJan 27, 2018 to Sep 10, 2019 · Westlake, Tx
- S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••left Jul 30, 2026, registered Aug 5, 2026 (6 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••• B•••••••• S•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 19, 2021, registered Oct 22, 2021 (186 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 10, 2019, registered Jan 27, 2018 (-591 days) · corporate re-registration, not a move
- T• A••••••••• I••• to C••• B•••••••• S•••••••• I•••left Sep 10, 2019, registered Jan 16, 2020 (128 days) · Other
- P•••••• W••••• left S•••••••• A••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-08-05)Jul 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address