DFX Intelligence

D•••• A••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

D•••• A••• K•••••

Advisor at W••••••••• A••••••• P••••••• L••

BLOOMFIELD HILLS, MI | WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2416794c-d476-782e-aecb-168ca18db0ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Apr 2, 2025	n/a	yes	BLOOMFIELD HILLS, MI\|WEST CHESTER, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 14, 2012	n/a	yes	BLOOMFIELD HILLS, MI	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• W••••• C••••••• L••	W••••••••• A••••••• P••••••• L••	Apr 1, 2025	Apr 2, 2025	1	Firm change	RIA to RIA
W••••••••• A••••••• P••••••• L••	I••••••••• W••••• C••••••• L••	May 17, 2023	Jan 5, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
284656:171976:MI:2025-04-01	Apr 1, 2025	Apr 2, 2025	BLOOMFIELD HILLS, MI	Firm change
171976:284656:PA:2023-05-17	May 17, 2023	Jan 5, 2023	WEST CHESTER, PA	Firm change after gap

Relationships

Registered with (4)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: previous registration
Jul 30, 2018 to May 17, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 14, 2012 to presentfactForm ADV
→ I••••••••• W••••• C••••••• L••Registered adviserregistration: previous registration
Jan 5, 2023 to Apr 1, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2416794c-d476-782e-aecb-168ca18db0ce
First observed: Oct 12, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.