DFX Intelligence

R••••••••• T•• A•• W••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

R••••••••• T•• A•• W••••• A•••••••• I•••

CRD 284394

TOPEKA, KS

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Search this name across graphs

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Mar 7, 2024 to Mar 11, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $243M••• Locked
Discretionary RAUM: $243M
Private client RAUM: $237Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $30.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• A••• V••••	Chartered Financial Consultant	TOPEKA, KS	10	40	3	no
J••••••• M•••••• V••••	n/a	TOPEKA, KS	10	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V••••• J•••••• A•••	PARTNER / PRESIDENT	D	yes	06/2016	Mar 7, 2024	Sep 24, 2024
V••••• J•••••••• M••••••	PARTNER / VICE PRESIDENT / CHIEF COMPLIANCE OFFICER	C	yes	01/2017	Mar 7, 2024	Sep 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$243M	$170M	42.8%	n/a	n/a	10	9	1	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A• W••••• M••••••••• L••	2	Jan 11, 2017	Sep 20, 2016	TOPEKA, KS	Team lift out	Other	3.0%

Relationships

Registered with (9)

← C••••• L•••• P••••••Advisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Z••••••• T• E••••••Advisorregistration: current employment
Aug 4, 2025 to presentfactForm ADV
← T••••• H•••• J••••Advisorregistration: current employment
Mar 3, 2025 to presentfactForm ADV
← A••••• B•••• V••••

Dated events

Order

Occurred
11 Mar 2026
Ria office opened
••• Locked
Form ADV
Occurred
11 Mar 2026
Ria ownership band change2 events
R••••••••• T•• A•• W••••• A•••••••• I•••: ria ownership band change, 2 events, on 11 Mar 2026
- ••• Locked
- ••• Locked
Occurred
7 Mar 2024
First Form ADV filing
••• Locked
Form ADV
Occurred
17 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 7, 2024
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.