DFX Intelligence

J••••••• M•••••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

J••••••• M•••••• V••••

Advisor at R••••••••• T•• A•• W••••• A•••••••• I•••

TOPEKA, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• T•• A•• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• T•• A•• W••••• A•••••••• I•••	Independent wealth	Sep 20, 2016	n/a	yes	TOPEKA, KS	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Apr 21, 2016	Jan 11, 2017	no	Topeka, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	R••••••••• T•• A•• W••••• A•••••••• I•••	Jan 11, 2017	Sep 20, 2016	-113	Firm change after gap	Other
O• I••••••••• M••••••••• C•	A• W••••• M••••••••• L••	Apr 29, 2016	Apr 21, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
282580:284394:KS:2017-01-11	Jan 11, 2017	Sep 20, 2016	TOPEKA, KS	Firm change after gap
105662:282580:OH:2016-04-29	Apr 29, 2016	Apr 21, 2016	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ R••••••••• T•• A•• W••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 20, 2016 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 21, 2016 to Jan 11, 2017factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Mar 16, 2015 to Apr 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 15, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.