DFX Intelligence

P••• L•••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

P••• L•••• F••••••••

Advisor at A••••• G••••• A•••• M••••••••• L••

WEST HOLLYWOOD, CA

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Search this name across graphsid dfx:ria:24257e67-4899-08eb-2b1e-cf39d9ad0c59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Sep 15, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••• L•••• F••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• G••••• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• G••••• A•••• M••••••••• L••	Mixed wealth	Aug 26, 2024	n/a	yes	WEST HOLLYWOOD, CA	Current employment
A••••• G••••• A•••• M••••••••• L••	Mixed wealth	Aug 18, 2020	Dec 31, 2023	no	WEST HOLLYWOOD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	A••••• G••••• A•••• M••••••••• L••	Sep 1, 2020	Aug 18, 2020	-14	Firm change	RIA to new firm
J••• M••••• P•••••• W••••• A••••••• L••	P•••••• A•••••• G••••• L••	Mar 31, 2020	Feb 14, 2020

Relationships

Registered with (6)

→ A••••• G••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 18, 2020 to Dec 31, 2023factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Feb 14, 2020 to Sep 1, 2020factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Feb 10, 2017 to Mar 31, 2020factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24257e67-4899-08eb-2b1e-cf39d9ad0c59
First observed: Sep 15, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.