DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Loren Feinstein
Feed of 09/14/2026
At current firm
2 y
since Aug 26, 2024
In the industry
27 y
since Sep 7, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Audent Global Asset Management, LLC mixed wealth currentsince Aug 26, 2024 · West Hollywood, Ca
- Audent Global Asset Management, LLC mixed wealthAug 18, 2020 to Dec 31, 2023 · West Hollywood, Ca
- Private Advisor Group, LLC BD affiliatedFeb 14, 2020 to Sep 1, 2020 · Morristown, Nj
- J.P. Morgan Private Wealth Advisors LLC formerFeb 10, 2017 to Mar 31, 2020 · Los Angeles, Ca
- UBS Financial Services Inc. wirehouseMar 7, 2003 to Feb 21, 2017 · Encino, Ca
- Oppenheimer & Co. Inc. BD affiliatedJan 3, 2003 to Mar 11, 2003 · New York, Ny
- Cibc World Markets Corp. unclassifiedSep 15, 1999 to Jan 3, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Private Advisor Group, LLC to Audent Global Asset Management, LLCleft Sep 1, 2020, registered Aug 18, 2020 (-14 days) · RIA to a newly registered adviser
- J.P. Morgan Private Wealth Advisors LLC to Private Advisor Group, LLCleft Mar 31, 2020, registered Feb 14, 2020 (-46 days) · Affiliated broker-dealer or bank to independent RIA
- UBS Financial Services Inc. to J.P. Morgan Private Wealth Advisors LLCleft Feb 21, 2017, registered Feb 10, 2017 (-11 days) · Other
- Oppenheimer & Co. Inc. to UBS Financial Services Inc.left Mar 11, 2003, registered Mar 7, 2003 (-4 days) · Other
- Cibc World Markets Corp. to Oppenheimer & Co. Inc.left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address