DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Cletus Phillips

Focus Partners Wealth, LLCindependent RIAIndianapolis, InIA-onlyIAPD 4383613

Certified Financial Planner · Personal Financial Specialist · Chartered Financial Analyst

Feed of 09/14/2026

At current firm

1 y

since Jun 5, 2025

In the industry

25 y

since Aug 28, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Focus Partners Wealth, LLC independent RIA current
since Jun 5, 2025 · Indianapolis, In
Spectrum Wealth Management former
Jan 3, 2023 to Jun 30, 2025 · Indianapolis, In
Sbo Management, LLC. unclassified
Jul 6, 2021 to Jan 24, 2023 · Indianapolis, In
Spectrum Wealth Management former
Sep 1, 2011 to Jan 30, 2023 · Indianapolis, In
Raymond James & Associates, Inc. national BD
Feb 28, 2005 to Oct 25, 2010 · Carmel, In
Keybanc Capital Markets Inc. unclassified
Jul 1, 2002 to Mar 1, 2005 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

Spectrum Wealth Management to Focus Partners Wealth, LLC
left Jun 30, 2025, registered Jun 5, 2025 (-25 days) · RIA to RIA · moved with a team
Spectrum Wealth Management to Sbo Management, LLC.
left Jan 30, 2023, registered Jul 6, 2021 (-573 days) · Other
Sbo Management, LLC. to Spectrum Wealth Management
left Jan 24, 2023, registered Jan 3, 2023 (-21 days) · Other
Raymond James & Associates, Inc. to Spectrum Wealth Management
left Oct 25, 2010, registered Sep 1, 2011 (311 days) · Other
Keybanc Capital Markets Inc. to Raymond James & Associates, Inc.
left Mar 1, 2005, registered Feb 28, 2005 (-1 days) · Other

Signals

Robert Cletus Phillips left Spectrum Wealth Management for Focus Partners Wealth, Llc (registered 2025-06-05)
Jun 30, 2025 · Advisor changed firm · fact
Robert Cletus Phillips left Spectrum Wealth Management for Sbo Management, Llc. (registered 2021-07-06)
Jan 30, 2023 · Advisor changed firm · fact
Robert Cletus Phillips left Sbo Management, Llc. for Spectrum Wealth Management (registered 2023-01-03)
Jan 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address