DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Mar 14, 2024 | n/a | yes | ROCHESTER, NY|Ellicott City, MD|GAITHERSBURG, MD | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | Mar 15, 2024 | no | LUTHERVILLE, MD|GAITHERSBURG, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | W•••• F•••• A••••••• | Mar 15, 2024 | Mar 14, 2024 | -1 | Firm change | Ibd to wirehouse |
| C••••• A•••••• N••••••• L•• | C••••• I••••••••• A••••••• L•• | Jun 29, 2023 | Jun 29, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:11025:MD:2024-03-15 | Mar 15, 2024 | Mar 14, 2024 | LUTHERVILLE, MD | Firm change |
| 109485:13572:MD:2021-05-20 | May 20, 2021 | May 20, 2021 | LAYTONSVILLE, MD | Firm change |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | May 20, 2021 | Jun 29, 2023 | no | GAITHERSBURG, MD|LUTHERVILLE, MD | Previous registration |
| S••••• F•••••••• G•••• I•• | Former SEC adviser | Apr 17, 2020 | May 20, 2021 | no | LAYTONSVILLE, MD | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Aug 30, 2010 | Mar 12, 2020 | no | ROCKVILLE, MD|ROCKVILLE, MD | Previous registration |
| H• B•••• I••• | Former SEC adviser | Sep 2, 2009 | Aug 18, 2010 | no | ROCKVILLE, MD | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| S••••• F•••••••• G•••• I•• | C••••• A•••••• N••••••• L•• | May 20, 2021 | May 20, 2021 | 0 | Channel change | Ibd to ibd |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S••••• F•••••••• G•••• I•• | Mar 12, 2020 | Apr 17, 2020 | 36 | Firm change | Ibd to ibd |
| H• B•••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 18, 2010 | Aug 30, 2010 | 12 | Firm change | Other |