DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••• T•••••••

W•••• F•••• A•••••••wirehouseGaithersburg, Md dual registrantIAPD 5079988

Feed of 09/15/2026

Also filed as J•••• B•••••• T•••••••

At current firm

2 y

since Mar 14, 2024

In the industry

18 y

since Sep 29, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 14, 2024 · Rochester, Ny
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Mar 15, 2024 · Lutherville, Md
C••••• A•••••• N••••••• L•• former
May 20, 2021 to Jun 29, 2023 · Gaithersburg, Md
S••••• F•••••••• G•••• I•• former
Apr 17, 2020 to May 20, 2021 · Laytonsville, Md
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 30, 2010 to Mar 12, 2020 · Rockville, Md
H• B•••• I••• former
Sep 2, 2009 to Aug 18, 2010 · Rockville, Md

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••
left Mar 15, 2024, registered Mar 14, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• F•••••••• G•••• I••
left Mar 12, 2020, registered Apr 17, 2020 (36 days) · Affiliated broker-dealer or bank to another
H• B•••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Aug 18, 2010, registered Aug 30, 2010 (12 days) · Other

Signals

J•••• B•••••• T••••••• left C••••• I••••••••• A••••••• L•• for W•••• F•••• A••••••• (registered 2024-03-14)
Mar 15, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address