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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Duxbury, MA | Auburndale, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 10, 2025 | n/a | yes | Auburndale, MA|Duxbury, MA | Current employment |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Asset manager | May 19, 2010 | Jan 22, 2025 | no | NEW YORK, NY|BOSTON, MA|Duxbury, MA|Duxbury, MA | Previous registration |
| PUTNAM INVESTMENT MANAGEMENT, LLC | Asset manager | Feb 1, 2008 | May 11, 2010 | no | ANDOVER, MA|BOSTON, MA | Previous registration |
| PUTNAM INVESTMENT MANAGEMENT, LLC | Asset manager | Feb 21, 2007 | Jan 28, 2008 | no | BOSTON, MA|ANDOVER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA INVESTMENT MANAGEMENT CO. LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Jan 22, 2025 | Feb 10, 2025 | 19 | Firm change | Other |
| PUTNAM INVESTMENT MANAGEMENT, LLC | VOYA INVESTMENT MANAGEMENT CO. LLC | May 11, 2010 | May 19, 2010 | 8 | Firm change | Other |