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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

SHERRIL ANN MORSE

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Sarasota, FL

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Search this name across graphsid dfx:ria:243fb07a-1ad0-3c3f-348a-b13ecb537de6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 16, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 4, 1995
First registration: Jul 16, 1998
Dual registered: yes, broker-dealer
Other names: SHERRIL MORSE|SHERRIL MORSE|SHERRIL MORSE BANKS|SHERRIL FLOOD|SHERRIL MORSE BAGGERMAN
IAPD individual key: 2562171

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Aug 12, 2025	n/a	yes	Sarasota, FL\|Sarasota, FL	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jan 12, 2023	Aug 21, 2025	no	FT. LAUDERDALE, FL\|Sarasota, FL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 20, 2021	Dec 31, 2022	no	EL SEGUNDO, CA\|SARASOTA, FL	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Apr 24, 2015	May 20, 2021	no	SARASOTA, FL\|SARASOTA, FL	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 8, 2008	May 5, 2015	no	SARASOTA, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 20, 2007	Oct 21, 2008	no	SARASOTA, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 16, 1998	Aug 21, 2007	no	SARASOTA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 21, 2025	Aug 12, 2025	-9	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	KOVACK ADVISORS, INC.	Dec 31, 2022	Jan 12, 2023	12	Firm change	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	CETERA ADVISOR NETWORKS LLC	May 20, 2021	May 20, 2021	0	Channel change	Ibd to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	SUMMIT FINANCIAL GROUP INC	May 5, 2015	Apr 24, 2015	-11	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Oct 21, 2008	Oct 8, 2008	-13	Firm change	Other
A. G. EDWARDS & SONS, INC.	CITIGROUP GLOBAL MARKETS INC.	Aug 21, 2007	Aug 20, 2007	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109485:13572:FL:2021-05-20	May 20, 2021	May 20, 2021	SARASOTA, FL	Firm change

Relationships

Registered with (7)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jan 12, 2023 to Aug 21, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 20, 2021 to Dec 31, 2022factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Apr 24, 2015 to May 20, 2021factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Oct 8, 2008 to May 5, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 20, 2007 to Oct 21, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 16, 1998 to Aug 21, 2007factForm ADV

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
Sherril Ann Morse left Kovack Advisors, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-08-12)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Sherril Ann Morse left Cetera Advisor Networks Llc for Kovack Advisors, Inc. (registered 2023-01-12)
Form ADVobserved 5 days ago