DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sherril Ann Morse

Cambridge Investment Research Advisors, Inc.BD affiliatedSarasota, Fldual registrantIAPD 2562171

Feed of 09/14/2026

Also filed as Sherril Morse

At current firm

1 y

since Aug 12, 2025

In the industry

31 y

since Apr 4, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Aug 12, 2025 · Sarasota, Fl
Kovack Advisors, Inc. BD affiliated
Jan 12, 2023 to Aug 21, 2025 · Ft. Lauderdale, Fl
Cetera Advisor Networks LLC former
May 20, 2021 to Dec 31, 2022 · El Segundo, Ca
Summit Financial Group Inc former
Apr 24, 2015 to May 20, 2021 · Sarasota, Fl
Stifel, Nicolaus & Company, Incorporated national BD
Oct 8, 2008 to May 5, 2015 · Sarasota, Fl
Citigroup Global Markets Inc. BD affiliated
Aug 20, 2007 to Oct 21, 2008 · Sarasota, Fl
A. G. Edwards & Sons, Inc. unclassified
Jul 16, 1998 to Aug 21, 2007 · Sarasota, Fl

Moves

a registration end followed by a registration begin elsewhere

Kovack Advisors, Inc. to Cambridge Investment Research Advisors, Inc.
left Aug 21, 2025, registered Aug 12, 2025 (-9 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Kovack Advisors, Inc.
left Dec 31, 2022, registered Jan 12, 2023 (12 days) · Affiliated broker-dealer or bank to another
Summit Financial Group Inc to Cetera Advisor Networks LLC
left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
Stifel, Nicolaus & Company, Incorporated to Summit Financial Group Inc
left May 5, 2015, registered Apr 24, 2015 (-11 days) · Other
Citigroup Global Markets Inc. to Stifel, Nicolaus & Company, Incorporated
left Oct 21, 2008, registered Oct 8, 2008 (-13 days) · Other
A. G. Edwards & Sons, Inc. to Citigroup Global Markets Inc.
left Aug 21, 2007, registered Aug 20, 2007 (-1 days) · Other

Signals

Sherril Ann Morse left Kovack Advisors, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-08-12)
Aug 21, 2025 · Advisor changed firm · fact
Sherril Ann Morse left Cetera Advisor Networks Llc for Kovack Advisors, Inc. (registered 2023-01-12)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address