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RIA / WealthAdvisorCertified Financial Planner15 years in industry

STEVEN Yick Tung CHAU

Advisor at KNOW YOUR WORTH FINANCIAL

GILBERT, AZ

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Search this name across graphsid dfx:ria:244596f8-eb1f-7baf-cc03-d4024af82f17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KNOW YOUR WORTH FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 26, 2011
First registration: Dec 26, 2013
Dual registered: no
Other names: STEVEN Y TUNG CHAU|STEVEN YICK TUNG CHAU|STEVEN CHAU
IAPD individual key: 5825483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KNOW YOUR WORTH FINANCIAL	State registered	Mar 11, 2020	n/a	yes	GILBERT, AZ	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Mar 1, 2017	Jul 2, 2019	no	Scottsdale, AZ	Previous registration
BAYNTREE WEALTH ADVISORS, LLC	Independent wealth	May 2, 2016	Nov 17, 2016	no	SCOTTSDALE, AZ	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Dec 26, 2013	Apr 23, 2015	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	KNOW YOUR WORTH FINANCIAL	Jul 2, 2019	Mar 11, 2020	253	Firm change	Ibd to state RIA
BAYNTREE WEALTH ADVISORS, LLC	VANGUARD ADVISERS, INC.	Nov 17, 2016	Mar 1, 2017	104	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	BAYNTREE WEALTH ADVISORS, LLC	Apr 23, 2015	May 2, 2016	375	Firm change	Other

Relationships

Registered with (4)

→ KNOW YOUR WORTH FINANCIALRegistered adviserregistration: current employment
Mar 11, 2020 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Mar 1, 2017 to Jul 2, 2019factForm ADV
→ BAYNTREE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
May 2, 2016 to Nov 17, 2016factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 26, 2013 to Apr 23, 2015factForm ADV

Dated events

No dated event names this entity yet.