DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Yick Tung Chau
Certified Financial Planner
Feed of 09/14/2026
Also filed as Steven Y Tung Chau
At current firm
6 y
since Mar 11, 2020
In the industry
15 y
since Jan 26, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Know Your Worth Financial state registered currentsince Mar 11, 2020 · Gilbert, Az
- Vanguard Advisers, Inc. BD affiliatedMar 1, 2017 to Jul 2, 2019 · Scottsdale, Az
- Bayntree Wealth Advisors, LLC independent RIAMay 2, 2016 to Nov 17, 2016 · Scottsdale, Az
- Usaa Financial Planning Services formerDec 26, 2013 to Apr 23, 2015 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Vanguard Advisers, Inc. to Know Your Worth Financialleft Jul 2, 2019, registered Mar 11, 2020 (253 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Bayntree Wealth Advisors, LLC to Vanguard Advisers, Inc.left Nov 17, 2016, registered Mar 1, 2017 (104 days) · Other
- Usaa Financial Planning Services to Bayntree Wealth Advisors, LLCleft Apr 23, 2015, registered May 2, 2016 (375 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address