D•• P• C••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | HUNTSVILLE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 3, 2026	n/a	yes	HUNTSVILLE, AL\|PLYMOUTH, MN	Current employment
C•••• I••••••••• L••	Independent wealth	Jan 29, 2016	n/a	yes	HUNTSVILLE, AL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• E••••• M••••••••• L••	C•••• I••••••••• L••	Jan 14, 2016	Jan 29, 2016	15	Firm change	Other
H••••• I••••••••• M••••••••• L••	V••• E••••• M••••••••• L••	Mar 23, 2015	Mar 24, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
174239:281915:AL:2016-01-14	Jan 14, 2016	Jan 29, 2016	HUNTSVILLE, AL	Firm change

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ C•••• I••••••••• L••Registered adviserregistration: current employment
Jan 29, 2016 to presentfactForm ADV
→ V••• E••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2015 to Jan 14, 2016factForm ADV
→ H••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 10, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.