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C•••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C•••• I••••••••• L••

CRD 281915

HUNTSVILLE, AL

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Search this name across graphsid dfx:ria:c459779b-ef1a-b631-66bc-0cf1c5a0aa47

Data as of Feb 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jan 12, 2018 to Feb 12, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $404MItem 5.F on the latest filing (2026-02-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $404M
Private client RAUM: $399MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• D••• P•••	MANAGING MEMBER	E	yes	10/2015	Jan 12, 2018	Jan 26, 2024
M•••••• S••••• A•••	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Jan 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••• F••••••••• I•••	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Florence	Al	United States	2	no
Gadsen	Al	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$404M	$300M	34.8%	$210M	24.5%	6	6	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V••• E••••• M••••••••• L••	2	Jan 14, 2016	Jan 29, 2016	HUNTSVILLE, AL	Team lift out	Other	10.5%

Relationships

Registered with (6)

← Scott Alan MontesAdvisorregistration: current employment
Jan 26, 2024 to presentfactForm ADV
← John HugginsAdvisorregistration: current employment
Feb 15, 2022 to presentfactForm ADV
← Aaron Joseph HowardAdvisorregistration: current employment
Dec 14, 2018 to presentfactForm ADV
← Germi Lamar Cloud

Dated events

Occurred
Jan 26, 2024
Control person left
Johnson Lauren Borden (Chief Compliance Officer) no longer on Schedule A of C•••• I••••••••• L•• (listed 2023-08-29, absent 2024-01-26)
Form ADVobserved 7 days ago
Occurred
Jan 26, 2024
Control person joined
Alan Scott Montes (Chief Compliance Officer) appeared on Schedule A of C•••• I••••••••• L••
Form ADVobserved 7 days ago
Occurred
Jan 12, 2018
First Form ADV filing
C•••• I••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c459779b-ef1a-b631-66bc-0cf1c5a0aa47
First observed: Jan 12, 2018
Last observed: Feb 12, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.