RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•• P• C••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 3, 2026 · Huntsville, Al
- C•••• I••••••••• L•• independent RIA currentsince Jan 29, 2016 · Huntsville, Al
- V••• E••••• M••••••••• L•• independent RIAMar 24, 2015 to Jan 14, 2016 · Huntsville, Al
- H••••• I••••••••• M••••••••• L•• independent RIAFeb 21, 2008 to Mar 23, 2015 · Huntsville, Al
- C•••• C•••••• S••••••••• L••• formerDec 10, 2007 to Feb 14, 2008 · Birmingham, Al
- V••• E••••• M••••••••• L•• to C•••• I••••••••• L••left Jan 14, 2016, registered Jan 29, 2016 (15 days) · Other · moved with a team
- H••••• I••••••••• M••••••••• L•• to V••• E••••• M••••••••• L••left Mar 23, 2015, registered Mar 24, 2015 (1 days) · Other
- C•••• C•••••• S••••••••• L••• to H••••• I••••••••• M••••••••• L••left Feb 14, 2008, registered Feb 21, 2008 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address