DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Sean Holland

Advisor at EMERSON EQUITY LLC

SAN MATEO, CA | Scottsdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2485f352-85bd-028a-8b64-8c25320895a7

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 26, 2024 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMERSON EQUITY LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 5
Exams: S63|S65
First exam: Feb 3, 2024
First registration: Mar 26, 2024
Dual registered: yes, broker-dealer
Other names: Sean Christopher Holland
IAPD individual key: 7845008

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ATLAS LIFESTYLE PLANNING GROUP LLC	State registered	Aug 14, 2026	n/a	yes	Scottsdale, AZ	Current employment
EMERSON EQUITY LLC	Bd affiliated wealth	Jul 20, 2026	n/a	yes	SAN MATEO, CA\|SAN MATEO, CA\|Scottsdale, AZ	Current employment
MORGAN STANLEY	Wirehouse	Jul 27, 2025	Dec 10, 2025	no	GILBERT, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 5, 2024	May 23, 2025	no	SCOTTSDALE, AZ	Previous registration
EMERSON EQUITY LLC	Bd affiliated wealth	Mar 26, 2024	Jul 2, 2024	no	SAN MATEO, CA\|Scottsdale, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	EMERSON EQUITY LLC	Dec 10, 2025	Jul 20, 2026	222	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	May 23, 2025	Jul 27, 2025	65	Firm change	Wirehouse to wirehouse
EMERSON EQUITY LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 2, 2024	Jul 5, 2024	3	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ ATLAS LIFESTYLE PLANNING GROUP LLCRegistered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ EMERSON EQUITY LLCRegistered adviserregistration: previous registration
Mar 26, 2024 to Jul 2, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 27, 2025 to Dec 10, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 5, 2024 to May 23, 2025factForm ADV

Dated events

Occurred
Dec 10, 2025
Advisor changed firm
Sean Holland left Morgan Stanley for Emerson Equity Llc (registered 2026-07-20)
Form ADVobserved 6 days ago
Occurred
May 23, 2025
Advisor changed firm
Sean Holland left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2025-07-27)
Form ADVobserved 6 days ago
Occurred
Jul 2, 2024
Advisor changed firm
Sean Holland left Emerson Equity Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-07-05)
Form ADVobserved 6 days ago