DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• H••••••

E•••••• E••••• L••BD affiliatedSan Mateo, Ca dual registrantIAPD 7845008

Feed of 09/16/2026

Also filed as S••• Christopher H••••••

At current firm

0 y

since Jul 20, 2026

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• L•••••••• P••••••• G•••• L•• state registered current
since Aug 14, 2026 · Scottsdale, Az
E•••••• E••••• L•• BD affiliated current
since Jul 20, 2026 · San Mateo, Ca
M••••• S•••••• wirehouse
Jul 27, 2025 to Dec 10, 2025 · Gilbert, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 5, 2024 to May 23, 2025 · Scottsdale, Az
E•••••• E••••• L•• BD affiliated
Mar 26, 2024 to Jul 2, 2024 · San Mateo, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to E•••••• E••••• L••
left Dec 10, 2025, registered Jul 20, 2026 (222 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left May 23, 2025, registered Jul 27, 2025 (65 days) · Wirehouse to wirehouse
E•••••• E••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 2, 2024, registered Jul 5, 2024 (3 days) · Affiliated broker-dealer or bank to wirehouse

Signals

S••• H•••••• left M••••• S•••••• for E•••••• E••••• L•• (registered 2026-07-20)
Dec 10, 2025 · Advisor changed firm · fact
S••• H•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2025-07-27)
May 23, 2025 · Advisor changed firm · fact
S••• H•••••• left E•••••• E••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-07-05)
Jul 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address