T•••••• O••••••

Advisor at W•••• F•••• A•••••••

ROSEMARY BEACH, FL | RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:248e3241-7dae-ccc6-7c62-acb958c883b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 10, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 4, 2022	n/a	yes	RED BANK, NJ\|ROSEMARY BEACH, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 31, 2015	Nov 3, 2022	no	RED BANK, NJ\|SPRING LAKE, NJ\|TOMS RIVER, NJ\|RED BANK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Nov 3, 2022	Nov 4, 2022	1	Channel change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Apr 9, 2015	Mar 31, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:NJ:2022-10-11	Nov 3, 2022	Nov 4, 2022	TOMS RIVER, NJ	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Nov 4, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2015 to Nov 3, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2008 to Apr 9, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:248e3241-7dae-ccc6-7c62-acb958c883b6
First observed: Feb 8, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.