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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

JOHN DOUGLAS TABOR

Advisor at LPL FINANCIAL LLC

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:249cf36c-4702-36ca-72b6-d7c2bdff5020

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 10, 2010
First registration: Jun 21, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 5129084

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 21, 2016	n/a	yes	JACKSONVILLE, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 13, 2014	Dec 2, 2014	no	JACKSONVILLE, FL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Aug 23, 2013	Jan 31, 2014	no	HOOVER, AL\|JACKSONVILLE, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 21, 2010	Aug 22, 2013	no	ORANGE PARK, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Dec 2, 2014	Mar 21, 2016	475	Firm change after gap	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 31, 2014	Feb 13, 2014	13	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT SERVICES LLC	Aug 22, 2013	Aug 23, 2013	1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 21, 2016 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 13, 2014 to Dec 2, 2014factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 23, 2013 to Jan 31, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 21, 2010 to Aug 22, 2013factForm ADV

Dated events

No dated event names this entity yet.