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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JONATHAN RICHARD FERRELL

Advisor at LPL FINANCIAL LLC

BLUEFIELD, VA

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Search this name across graphsid dfx:ria:24b544e7-e369-9ee8-15c4-8550e6b72f40

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 5, 2000
First registration: Jul 18, 2001
Dual registered: yes, broker-dealer
Other names: JON FERRELL
IAPD individual key: 4268501

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 22, 2021	n/a	yes	BLUEFIELD, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 31, 2017	Jun 25, 2021	no	BLUEFIELD, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 20, 2016	Mar 30, 2017	no	CHARLOTTE, NC\|BLACKSBURG, VA	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Feb 15, 2013	Apr 4, 2016	no	WYTHEVILLE, NC\|Midlothian, VA\|WYTHEVILLE, VA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 10, 2011	Feb 7, 2013	no	BEDFORD, VA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	May 6, 2008	Nov 10, 2011	no	BEDFORD, VA\|SALEM, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 18, 2005	May 6, 2008	no	ROANOKE, VA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 18, 2001	Dec 2, 2005	no	ROANOKE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Jun 25, 2021	Jun 22, 2021	-3	Firm change	Wirehouse to ibd
BB&T INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Mar 30, 2017	Mar 31, 2017	1	Firm change	Other
OSAIC INSTITUTIONS, INC.	BB&T INVESTMENT SERVICES, INC.	Apr 4, 2016	Apr 20, 2016	16	Firm change	Other
CETERA INVESTMENT SERVICES LLC	OSAIC INSTITUTIONS, INC.	Feb 7, 2013	Feb 15, 2013	8	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CETERA INVESTMENT SERVICES LLC	Nov 10, 2011	Nov 10, 2011	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UVEST FINANCIAL SERVICES GROUP, INC.	May 6, 2008	May 6, 2008	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 2, 2005	Nov 18, 2005	-14	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:6413:VA:2021-06-16	Jun 25, 2021	Jun 22, 2021	BLUEFIELD, VA	Firm change

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2017 to Jun 25, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 20, 2016 to Mar 30, 2017factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Feb 15, 2013 to Apr 4, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 10, 2011 to Feb 7, 2013factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
May 6, 2008 to Nov 10, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 18, 2005 to May 6, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 18, 2001 to Dec 2, 2005factForm ADV

Dated events

No dated event names this entity yet.