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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Matthew A Peterson

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Omaha, NE

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Search this name across graphsid dfx:ria:24b799df-8b0c-00b4-1e45-adff65202667

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 18, 2010
First registration: Nov 19, 2010
Dual registered: yes, broker-dealer
Other names: Matthew Alan Peterson|Matthew Peterson
IAPD individual key: 5394243

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 5, 2025	n/a	yes	Omaha, NE	Current employment
EDWARD JONES	National bd RIA	Jan 16, 2018	Jun 5, 2025	no	OMAHA, NE	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 17, 2012	Jan 16, 2018	no	LINCOLN, NE	Previous registration
MACRO FINANCIAL ADVISORS, INC	Former SEC adviser	Nov 19, 2010	Aug 28, 2012	no	MCKINNEY, TX\|LINCOLN, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 5, 2025	Jun 5, 2025	0	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Jan 16, 2018	Jan 16, 2018	0	Firm change	Wirehouse to ibd
MACRO FINANCIAL ADVISORS, INC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 28, 2012	Oct 17, 2012	50	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 16, 2018 to Jun 5, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 17, 2012 to Jan 16, 2018factForm ADV
→ MACRO FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Nov 19, 2010 to Aug 28, 2012factForm ADV

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
Matthew A Peterson left Edward Jones for Ameriprise Financial Services, Llc (registered 2025-06-05)
Form ADVobserved 6 days ago