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RIA / WealthAdvisor25 years in industry

JOSHUA ANDREWS PUTNAM

Advisor at LEGACY CAPITAL WEALTH PARTNERS, LLC

LITTLE ROCK, AR | COLUMBIA, MO

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Search this name across graphsid dfx:ria:36576968-99ba-d81c-7277-8a80da47c3a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEGACY CAPITAL WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 3, 2001
First registration: Apr 9, 2001
Dual registered: no
IAPD individual key: 4358266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEGACY CAPITAL WEALTH PARTNERS, LLC	Independent wealth	Jun 6, 2025	n/a	yes	COLUMBIA, MO\|LITTLE ROCK, AR	Current employment
SUNDVOLD FINANCIAL	Independent wealth	Oct 4, 2005	Jun 16, 2025	no	COLUMBIA, MO	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 1, 2003	Oct 5, 2005	no	COLUMBIA, MO	Previous registration
LEGACY FINANCIAL GROUP, INC.	n/a	Apr 9, 2001	Mar 26, 2003	no	COLUMBIA, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUNDVOLD FINANCIAL	LEGACY CAPITAL WEALTH PARTNERS, LLC	Jun 16, 2025	Jun 6, 2025	-10	Firm change	RIA to RIA
VOYA FINANCIAL ADVISORS, INC.	SUNDVOLD FINANCIAL	Oct 5, 2005	Oct 4, 2005	-1	Firm change	Other
LEGACY FINANCIAL GROUP, INC.	VOYA FINANCIAL ADVISORS, INC.	Mar 26, 2003	Apr 1, 2003	6	Firm change	Other

Relationships

Registered with (4)

→ LEGACY CAPITAL WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ SUNDVOLD FINANCIALRegistered adviserregistration: previous registration
Oct 4, 2005 to Jun 16, 2025factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 1, 2003 to Oct 5, 2005factForm ADV
→ LEGACY FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 9, 2001 to Mar 26, 2003factForm ADV

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
Joshua Andrews Putnam left Sundvold Financial for Legacy Capital Wealth Partners, Llc (registered 2025-06-06)
Form ADVobserved 5 days ago