DFX Intelligence

C••••• A•••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C••••• A•••••••• K••••••

Advisor at I•••••• I••••••••• M••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:24bc0fb4-0563-7444-d2d2-f2aa6944c525

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• I••••••••• M••••••••• L••	Independent wealth	Aug 10, 2026	n/a	yes	NEW YORK, NY	Current employment
C•••••• F•••••••• G••••• I•••	Former SEC adviser	Apr 11, 2018	Mar 30, 2020	no	WELLESLEY, MA\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• G••••• I•••	I•••••• I••••••••• M••••••••• L••	Mar 30, 2020	Aug 10, 2026	2,324	Firm change after gap	RIA to RIA
U••• F•••••••• P••••••• S•••••••	C•••••• F•••••••• G••••• I•••	Jul 29, 2016	Apr 11, 2018

Relationships

Registered with (3)

→ I•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ C•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 11, 2018 to Mar 30, 2020factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Feb 26, 2016 to Jul 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24bc0fb4-0563-7444-d2d2-f2aa6944c525
First observed: Feb 26, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.