DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cintia Alexandra Kempkes
Certified Financial Planner
Feed of 09/14/2026
Also filed as Cintia Frandes
At current firm
0 y
since Aug 10, 2026
In the industry
19 y
since Jul 16, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ingalls Investment Management, LLC independent RIA currentsince Aug 10, 2026 · New York, Ny
- Capital Formation Group, Inc. formerApr 11, 2018 to Mar 30, 2020 · Wellesley, Ma
- Usaa Financial Planning Services formerFeb 26, 2016 to Jul 29, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Capital Formation Group, Inc. to Ingalls Investment Management, LLCleft Mar 30, 2020, registered Aug 10, 2026 (2324 days) · RIA to RIA
- Usaa Financial Planning Services to Capital Formation Group, Inc.left Jul 29, 2016, registered Apr 11, 2018 (621 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address