DFX Intelligence

J••• C••••••••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

J••• C••••••••• E•••

Advisor at C••••• I••••••••• A••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:24c16158-86f2-21f1-25b9-31dc9343838d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 14, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 22, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Dec 15, 2022	Jun 30, 2023	no	EL SEGUNDO, CA\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	C••••• I••••••••• A••••••• L••	Jun 30, 2023	Jun 22, 2023	-8	Bulk transfer	Ibd to ibd
A••••••• F•••••••• S•••••••• L•••	C••••• A•••••• N••••••• L••	Apr 8, 2013	Dec 15, 2022

Relationships

Registered with (8)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 22, 2023 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Dec 15, 2022 to Jun 30, 2023factForm ADV
→ A••••••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Feb 8, 2013 to Apr 8, 2013factForm ADV
→ L•• F•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:24c16158-86f2-21f1-25b9-31dc9343838d
First observed: Feb 27, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.