DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Chistopher Emig
Feed of 09/14/2026
Also filed as John Christopher Emig
At current firm
3 y
since Jun 22, 2023
In the industry
37 y
since Feb 14, 1989 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 22, 2023 · Scottsdale, Az
- Cetera Advisor Networks LLC formerDec 15, 2022 to Jun 30, 2023 · El Segundo, Ca
- Ascensus Financial Services, LLC. unclassifiedFeb 8, 2013 to Apr 8, 2013 · Scottsdale, Az
- Lwi Financial Inc. formerMay 20, 2010 to Sep 14, 2012 · San Jose, Ca
- Tribeca Advisors, LLC unclassifiedApr 9, 2009 to May 11, 2010 · Mesa, Az
- Tribeca Financial, LLC independent RIANov 19, 2008 to Nov 9, 2009 · Mesa, Az
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 5, 2007 to Sep 26, 2008 · Scottsdale, Az
- Zacks Investment Management, Inc. mixed wealthFeb 27, 2006 to Jan 10, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 30, 2023, registered Jun 22, 2023 (-8 days) · corporate re-registration, not a move
- Ascensus Financial Services, LLC. to Cetera Advisor Networks LLCleft Apr 8, 2013, registered Dec 15, 2022 (3538 days) · Other
- Lwi Financial Inc. to Ascensus Financial Services, LLC.left Sep 14, 2012, registered Feb 8, 2013 (147 days) · Other
- Tribeca Advisors, LLC to Lwi Financial Inc.left May 11, 2010, registered May 20, 2010 (9 days) · Other
- Tribeca Financial, LLC to Tribeca Advisors, LLCleft Nov 9, 2009, registered Apr 9, 2009 (-214 days) · Other
- Cambridge Investment Research Advisors, Inc. to Tribeca Financial, LLCleft Sep 26, 2008, registered Nov 19, 2008 (54 days) · Other
- Zacks Investment Management, Inc. to Cambridge Investment Research Advisors, Inc.left Jan 10, 2007, registered Jan 5, 2007 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address