This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

W.A. SMITH FINANCIAL GROUP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 3, 2024

First registration

Sep 16, 2024

Dual registered

no

IAPD individual key

7293506

• Occurred

  Mar 31, 2025
  Advisor changed firm

  Damon Gregory Lee left Mariner for W.A. Smith Financial Group (registered 2025-04-22)

  Form ADVobserved 6 days ago
• Occurred

  Dec 3, 2024
  Advisor changed firm

  Damon Gregory Lee left Osaic Fa, Inc. for Mariner (registered 2024-12-16)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:24c6ce10-da31-92dc-b34c-83a320233517

First observed

Sep 16, 2024

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.