RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G•••••• L••
- W••• S•••• F•••••••• G•••• independent RIA currentsince Apr 22, 2025 · Sarasota, Fl
- M•••••• BD affiliatedDec 16, 2024 to Mar 31, 2025 · Sarasota, Fl
- O•••• F•• I••• formerSep 16, 2024 to Dec 3, 2024 · Sarasota, Fl
- M•••••• to W••• S•••• F•••••••• G••••left Mar 31, 2025, registered Apr 22, 2025 (22 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• F•• I••• to M••••••left Dec 3, 2024, registered Dec 16, 2024 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
- D•••• G•••••• L•• left Mariner for W••• S•••• F•••••••• G•••• (registered 2025-04-22)Mar 31, 2025 · Advisor changed firm · fact
- D•••• G•••••• L•• left O•••• F•• I••• for Mariner (registered 2024-12-16)Dec 3, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address