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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

NISHCHAY ARORA

Advisor at STRATEGIC ADVISERS LLC

GARDEN CITY, NY | MOUNTAINSIDE, NJ

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Search this name across graphsid dfx:ria:24cb7867-30a2-5751-e0a7-3d350e2cb5c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Jul 2, 2010
First registration: Dec 12, 2012
Dual registered: yes, broker-dealer
Other names: NICK ARORA
IAPD individual key: 5781734

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	GARDEN CITY, NY\|MOUNTAINSIDE, NJ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 11, 2020	Mar 31, 2025	no	GARDEN CITY, NY	Previous registration
UNFCU ADVISORS LLC	Other adviser	Aug 8, 2018	Jun 3, 2020	no	New York, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 17, 2018	May 2, 2018	no	NEW YORK, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 12, 2012	Apr 6, 2018	no	NEW YORK, NY\|Flushing, NY\|New York, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 12, 2012	Apr 6, 2018	no	NEW YORK, NY\|Flushing, NY\|New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
UNFCU ADVISORS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 3, 2020	Aug 11, 2020	69	Firm change	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	UNFCU ADVISORS LLC	May 2, 2018	Aug 8, 2018	98	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 6, 2018	Apr 17, 2018	11	Firm change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 6, 2018	Dec 12, 2012	-1,941	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:136572:NY:2018-05-01	May 2, 2018	Aug 8, 2018	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 11, 2020 to Mar 31, 2025factForm ADV
→ UNFCU ADVISORS LLCRegistered adviserregistration: previous registration
Aug 8, 2018 to Jun 3, 2020factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 17, 2018 to May 2, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 12, 2012 to Apr 6, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 12, 2012 to Apr 6, 2018factForm ADV

Dated events

No dated event names this entity yet.