B•••• H•••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Minneapolis, MN | Estes Park, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2507c28e-506e-5eff-bcd0-53bd69485292

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 24, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 7, 2015	n/a	yes	Minneapolis, MN\|Estes Park, CO	Current employment
G••••••• A•••••••• L••	Independent wealth	Dec 14, 2011	Oct 7, 2013	no	ARDEN HILLS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Oct 7, 2013	Jul 7, 2015	638	Firm change after gap	Other
T• A••••••••• I•••	G••••••• A•••••••• L••	Dec 13, 2011	Dec 14, 2011

Relationships

Registered with (6)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 7, 2015 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2011 to Oct 7, 2013factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2011 to Dec 13, 2011factForm ADV
→ T• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2507c28e-506e-5eff-bcd0-53bd69485292
First observed: Jan 24, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.