J•••• J• L••

Advisor at L•••

San Ramon, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 14, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 8, 2025	n/a	yes	San Ramon, CA\|LOS ANGELES, CA	Current employment
F••••••••• A•••••••	Former SEC adviser	Aug 14, 2023	Jan 8, 2026	no	San Ramon, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••••••	L•••	Jan 8, 2026	Dec 8, 2025	-31	Firm change after gap	RIA to RIA
M••••• S••••••	F••••••••• A•••••••	Aug 16, 2023	Aug 14, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
156185:269866:CA:2026-01-08	Jan 8, 2026	Dec 8, 2025	SAN RAMON, CA	Firm change after gap
7691:149777:CA:2019-08-19	Aug 19, 2019	Aug 16, 2019	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ L•••Registered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ F••••••••• A•••••••Registered adviserregistration: previous registration
Aug 14, 2023 to Jan 8, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 16, 2019 to Aug 16, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
8 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
16 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 14, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.