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RIA / WealthAdvisor40 years in industry

LAWRENCE NEIL LOTWIN

Advisor at UX WEALTH PARTNERS LLC

Carlsbad, CA | CENTENNIAL, CO

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Search this name across graphsid dfx:ria:252e9486-83d3-679b-4fed-5041a76de295

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UX WEALTH PARTNERS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 30, 1985
First registration: Oct 4, 1999
Dual registered: no
Other names: Lawrence Neil Lotwin|LARRY LOTWIN|LARRY NEIL LOTWIN|LARRY LOTWIN
IAPD individual key: 1421601

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UX WEALTH PARTNERS LLC	Asset manager	Jul 9, 2021	n/a	yes	Carlsbad, CA\|CENTENNIAL, CO	Current employment
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Oct 29, 2020	May 25, 2021	no	CORNELIUS, NC\|Carlsbad, CA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Aug 22, 2017	Jan 17, 2020	no	CARLSBAD, CA\|SARASOTA, FL	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Apr 29, 2015	May 26, 2017	no	LAFAYETTE, CA\|IRVINE, CA	Previous registration
CURIAN CAPITAL, LLC	Former SEC adviser	Feb 5, 2003	Apr 9, 2015	no	DENVER, CO\|DENVER, CO	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 4, 1999	May 13, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHASTAR CAPITAL MANAGEMENT	UX WEALTH PARTNERS LLC	May 25, 2021	Jul 9, 2021	45	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	ALPHASTAR CAPITAL MANAGEMENT	Jan 17, 2020	Oct 29, 2020	286	Firm change	RIA to RIA
SIGNATOR INVESTORS, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	May 26, 2017	Aug 22, 2017	88	Firm change	Other
CURIAN CAPITAL, LLC	SIGNATOR INVESTORS, INC.	Apr 9, 2015	Apr 29, 2015	20	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	CURIAN CAPITAL, LLC	May 13, 2002	Feb 5, 2003	268	Firm change	Other

Relationships

Registered with (6)

→ UX WEALTH PARTNERS LLCRegistered adviserregistration: current employment
Jul 9, 2021 to presentfactForm ADV
→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Oct 29, 2020 to May 25, 2021factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Aug 22, 2017 to Jan 17, 2020factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Apr 29, 2015 to May 26, 2017factForm ADV
→ CURIAN CAPITAL, LLCRegistered adviserregistration: previous registration
Feb 5, 2003 to Apr 9, 2015factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 4, 1999 to May 13, 2002factForm ADV

Dated events

No dated event names this entity yet.