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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

UX WEALTH PARTNERS LLC

CRD 308983

CENTENNIAL, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3bc5a94-92fe-3c6f-054f-c5d787ef6c90

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Apr 30, 2020 to Jun 18, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.6M
Private client RAUM: $4.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $622Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 2
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 9,087
Individual clients: 12
High net worth clients: 1
SEC number: 801-118833
CIK: 1840256
CRD: 308983
Filings on the tape: 31
First filed: Apr 30, 2020
Latest filed: Jun 18, 2026
Organised: Limited Liability Company, OH
Website: uxwp.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KYLE WILLIAM WIGGS	n/a	CENTENNIAL, CO	5	14	2	no
LAWRENCE NEIL LOTWIN	n/a	Carlsbad, CA \| CENTENNIAL, CO	5	40	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
5280 CAPITAL, LLC	Member	D	yes	04/2020	Apr 30, 2020	May 21, 2024
RAMSIER, KEVIN, LEE	MANAGING MEMBER	E	yes	09/2013	Apr 30, 2020	May 21, 2024
SIER CAPITAL, LLC	Member	D	yes	04/2020	Apr 30, 2020	May 21, 2024
SIMOES, CARLOS	CHIEF TECHNOLOGY OFFICER	Na	yes	06/2022	Mar 28, 2024	May 21, 2024
WIGGS, KYLE, WILLIAM	CHIEF EXECUTIVE OFFICER	C	yes	02/2020	Apr 30, 2020	May 21, 2024
WIGGS, KYLE, WILLIAM	MANAGING MEMBER	E	yes	01/2018	Apr 30, 2020	May 21, 2024
SMITH, JEFFREY, ANDREW	CHIEF COMPLIANCE OFFICER	Na	no	03/2023	Apr 3, 2023	May 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THOR TRADING ADVISORS, LLC	n/a	Asset manager	$217M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$1.9B	$4.6M	8	3	4	n/a	n/a
2023	Mar 28, 2024	$1.5B	$5.9M	7	4	4	n/a	n/a
2022	Apr 3, 2023	$941M	$941M	7	4	1	n/a	n/a
2021	Feb 17, 2022	$907M	$907M	7	4	1	n/a	n/a
2020	Feb 5, 2021	$796M	$796M	5	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	n/a	n/a	$941M	25.6%	7	n/a	4	n/a

Relationships

Affiliated with (3)

← WHITWELL ADVISORSRegistered adviserother investment adviser, control, common control
factForm ADV
→ THOR FINANCIAL TECHNOLOGIESRegistered adviserother investment adviser, common control
factForm ADV
← THOR FINANCIAL TECHNOLOGIESRegistered adviserother investment adviser, common control
factForm ADV

Registered with (3)

← BRADLEY R ROTHAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← LAWRENCE NEIL LOTWINAdvisorregistration: current employment
Jul 9, 2021 to presentfactForm ADV
← KYLE WILLIAM WIGGSAdvisorregistration: current employment
Oct 14, 2020 to presentfactForm ADV

Controls (5)

← RAMSIER, KEVIN, LEEOwnerMANAGING MEMBER, ownership code E, individual
Apr 30, 2020 to May 21, 2024factForm ADV
← WIGGS, KYLE, WILLIAMOwnerMANAGING MEMBER, ownership code E, individual
Apr 30, 2020 to May 21, 2024factForm ADV
← SIMOES, CARLOSOwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Mar 28, 2024 to May 21, 2024factForm ADV
← 5280 CAPITAL, LLCOwnerMEMBER, ownership code D, domestic entity
Apr 30, 2020 to May 21, 2024factForm ADV
← SIER CAPITAL, LLCOwnerMEMBER, ownership code D, domestic entity
Apr 30, 2020 to May 21, 2024factForm ADV

Owns (1)

← SMITH, JEFFREY, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 3, 2023 to May 21, 2024factForm ADV

Dated events

Occurred
May 1, 2025
Regulatory AUM changed
Ux Wealth Partners Llc reported RAUM $2.1B, up 37% from $1.5B (2024-05-21 to 2025-05-01)
Form ADVobserved 5 days ago
$553M
Occurred
Mar 28, 2024
Regulatory AUM changed
Ux Wealth Partners Llc reported RAUM $1.5B, up 60% from $941.1M (2023-12-20 to 2024-03-28)
Form ADVobserved 5 days ago
$562M
Occurred
Mar 28, 2024
Control person joined
Carlos Simoes (Chief Technology Officer) appeared on Schedule A of Ux Wealth Partners Llc
Form ADVobserved 5 days ago
Occurred
Feb 5, 2021
Regulatory AUM changed
Ux Wealth Partners Llc reported RAUM $796.2M, up 50% from $531.1M (2020-11-11 to 2021-02-05)
Form ADVobserved 5 days ago
$265M
Occurred
Apr 30, 2020
First Form ADV filing
Ux Wealth Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3bc5a94-92fe-3c6f-054f-c5d787ef6c90
First observed: Apr 30, 2020
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UX WEALTH PARTNERS LLC

CRD 308983

CENTENNIAL, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3bc5a94-92fe-3c6f-054f-c5d787ef6c90

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KYLE WILLIAM WIGGS

n/a

CENTENNIAL, CO

LAWRENCE NEIL LOTWIN

n/a

Carlsbad, CA | CENTENNIAL, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

5280 CAPITAL, LLC

Member

yes

04/2020

Apr 30, 2020

May 21, 2024

RAMSIER, KEVIN, LEE

MANAGING MEMBER

yes

09/2013

Apr 30, 2020

May 21, 2024

SIER CAPITAL, LLC

Member

yes

04/2020

Apr 30, 2020

May 21, 2024

SIMOES, CARLOS

CHIEF TECHNOLOGY OFFICER

yes

06/2022

Mar 28, 2024

May 21, 2024

WIGGS, KYLE, WILLIAM

CHIEF EXECUTIVE OFFICER

yes

02/2020

Apr 30, 2020

May 21, 2024

WIGGS, KYLE, WILLIAM

MANAGING MEMBER

yes

01/2018

Apr 30, 2020

May 21, 2024

SMITH, JEFFREY, ANDREW

CHIEF COMPLIANCE OFFICER

03/2023

Apr 3, 2023

May 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THOR TRADING ADVISORS, LLC

n/a

Asset manager

$217M

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$1.9B

$4.6M

n/a

2023

Mar 28, 2024

$1.5B

$5.9M

n/a

2022

Apr 3, 2023

$941M

n/a

2021

Feb 17, 2022

$907M

n/a

2020

Feb 5, 2021

$796M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

n/a

$941M

25.6%

n/a