DFX Intelligence

W•••••• L• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

W•••••• L• T••••••

Advisor at M••••••

Oakbrook Terrace, IL

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Search this name across graphsid dfx:ria:2534d872-a480-bd95-625e-6deb77d4f9d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jan 18, 2019	n/a	yes	Oakbrook Terrace, IL	Current employment
O•• W•••••	Former SEC adviser	Sep 28, 2018	Dec 17, 2018	no	ORLAND PARK, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•• W•••••	M••••••	Dec 17, 2018	Jan 18, 2019	32	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
Jan 18, 2019 to presentfactForm ADV
→ O•• W•••••Registered adviserregistration: previous registration
Sep 28, 2018 to Dec 17, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2534d872-a480-bd95-625e-6deb77d4f9d8
First observed: Sep 28, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.