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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

OFM WEALTH

INVESTMENT CENTER, INC., CRD 123091

ORLAND PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bc3d0f2-3a5c-d53e-14ac-fbdb9661f144

Data as of Mar 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: May 22, 2013 to Mar 18, 2025
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $311MItem 5.F on the latest filing (2025-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $298M
Private client RAUM: $289MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 957
Individual clients: 135
High net worth clients: 79
SEC number: 801-78123
CRD: 123091
Filings on the tape: 27
First filed: May 22, 2013
Latest filed: Mar 18, 2025
Organised: Corporation, IL

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OGRIZOVICH, JANE, CAIN	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	10/1982	May 22, 2013	Mar 27, 2024
OGRIZOVICH, SAM	PRESIDENT AND SENIOR WEALTH MANAGER	E	yes	10/1982	May 22, 2013	Mar 27, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 18, 2025	$311M	$298M	6	4	2	n/a	n/a
2023	Mar 27, 2024	$291M	$280M	6	4	2	n/a	n/a
2022	Mar 30, 2023	$260M	$249M	6	3	2	n/a	n/a
2021	Mar 28, 2022	$314M	$300M	6	2	2	n/a	n/a
2020	Mar 25, 2021	$256M	$248M	9	4	2	n/a	n/a
2019	Mar 28, 2020	$246M	$237M	8	4	2	n/a	n/a
2018	Mar 27, 2019	$218M	$204M	9	4	2	n/a	n/a
2017	Mar 27, 2018	$204M	$191M	9	3	1	n/a	n/a
2016	Mar 2, 2017	$182M	$169M	8	4	n/a	n/a	n/a
2015	Mar 3, 2016	$187M	$169M	6	4	n/a	n/a	n/a
2014	Mar 24, 2015	$196M	$177M	9	3	n/a	n/a	n/a
2013	Mar 12, 2014	$189M	$168M	5	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	4	-4	n/a	0	0	0	0	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$311M	$291M	6.6%	$314M	-0.4%	6	6	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MODERN WEALTH MANAGEMENT, LLC	3	Sep 25, 2025	Apr 29, 2025	ORLAND PARK, IL	Firm absorbed	RIA to RIA	75.0%

Relationships

Registered with (10)

← SAM OGRIZOVICHAdvisorregistration: previous registration
Oct 18, 1997 to Sep 25, 2025factForm ADV
← CRISTINE MARIE MARIKAdvisorregistration: previous registration
Aug 24, 2016 to Sep 25, 2025factForm ADV
← MATTHEW JAMES SCHAAPAdvisorregistration: previous registration
Jan 18, 2023 to Sep 25, 2025factForm ADV
← BRENDAN THOMAS NUZZOAdvisorregistration: previous registration
Jan 17, 2025 to Sep 25, 2025factForm ADV
← Jeffrey Carl GrenchikAdvisorregistration: previous registration
Jun 20, 2016 to Jan 28, 2022factForm ADV
← WILLIAM L. TRAYLORAdvisorregistration: previous registration
Sep 28, 2018 to Dec 17, 2018factForm ADV
← JAMES BALLORAdvisorregistration: previous registration
Aug 4, 2015 to Jun 30, 2016factForm ADV
← JESSE JOSEPH SZLAGAAdvisorregistration: previous registration
May 1, 2015 to Oct 30, 2015factForm ADV
← JOEL D POORTENGAAdvisorregistration: previous registration
Apr 10, 2013 to Jul 31, 2015factForm ADV
← JAMES NOEL LOUWERSEAdvisorregistration: previous registration
Apr 10, 2013 to Jul 16, 2015factForm ADV

Moved with (1)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Sep 25, 2025 to Apr 29, 2025factForm ADV

Controls (2)

← OGRIZOVICH, SAMOwnerPRESIDENT AND SENIOR WEALTH MANAGER, ownership code E, individual
May 22, 2013 to Mar 27, 2024factForm ADV
← OGRIZOVICH, JANE, CAINOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 22, 2013 to Mar 27, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 25, 2025
Firm absorbed
Ofm Wealth's advisors moved to Modern Wealth Management, LLC (Orland Park, IL): 3 of 4 registered, on the same day
Form ADVobserved 3 days ago
3 advisors
Occurred
Sep 25, 2025
Advisor changed firm
Matthew James Schaap left Ofm Wealth for Modern Wealth Management, Llc (registered 2025-04-29)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2025
Advisor changed firm
Cristine Marie Marik left Ofm Wealth for Modern Wealth Management, Llc (registered 2025-04-25)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2025
Advisor changed firm
Brendan Thomas Nuzzo left Ofm Wealth for Modern Wealth Management, Llc (registered 2025-04-25)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2025
Advisor changed firm
Sam Ogrizovich left Ofm Wealth for Cambridge Investment Research, Inc. (registered 2005-03-18)
Form ADVobserved 4 days ago
Occurred
Jan 28, 2022
Advisor changed firm
Jeffrey Carl Grenchik left Ofm Wealth for Private Advisor Group, Llc (registered 2022-02-03)
Form ADVobserved 4 days ago
Occurred
May 22, 2013
First Form ADV filing
Ogrizovich Financial Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Dec 20, 2025
Ofm Wealth no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $310.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bc3d0f2-3a5c-d53e-14ac-fbdb9661f144
First observed: May 22, 2013
Last observed: Mar 18, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OFM WEALTH

INVESTMENT CENTER, INC., CRD 123091

ORLAND PARK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bc3d0f2-3a5c-d53e-14ac-fbdb9661f144

Data as of Mar 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OGRIZOVICH, JANE, CAIN

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

10/1982

May 22, 2013

Mar 27, 2024

OGRIZOVICH, SAM

PRESIDENT AND SENIOR WEALTH MANAGER

yes

10/1982

May 22, 2013

Mar 27, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 18, 2025

$311M

$298M

n/a

2023

Mar 27, 2024

$291M

$280M

n/a

2022

Mar 30, 2023

$260M

$249M

n/a

2021

Mar 28, 2022

$314M

$300M

n/a

2020

Mar 25, 2021

$256M

$248M

n/a

2019

Mar 28, 2020

$246M

$237M

n/a

2018

Mar 27, 2019

$218M

$204M

n/a

2017

Mar 27, 2018

$204M

$191M

n/a

2016

Mar 2, 2017

$182M

$169M

n/a

2015

Mar 3, 2016

$187M

$169M

n/a

2014

Mar 24, 2015

$196M

$177M

n/a

2013

Mar 12, 2014

$189M

$168M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-4

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$311M

$291M

6.6%

$314M

-0.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MODERN WEALTH MANAGEMENT, LLC

Sep 25, 2025

Apr 29, 2025

ORLAND PARK, IL

Firm absorbed

RIA to RIA

75.0%