L••• M•••• L•••

Advisor at L••••••••• W••••• A•••••••

VALLEY VIEW, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2537c1a5-935e-17db-a559-db5e44412369

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••••• W••••• A•••••••	Independent wealth	Feb 13, 2023	n/a	yes	VALLEY VIEW, OH	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 4, 2019	Nov 23, 2022	no	Westlake, OH\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	L••••••••• W••••• A•••••••	Nov 23, 2022	Feb 13, 2023	82	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	O•••• A••••••• S•••••••• L••	Jun 20, 2019	Nov 4, 2019

Relationships

Registered with (3)

→ L••••••••• W••••• A•••••••Registered adviserregistration: current employment
Feb 13, 2023 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 4, 2019 to Nov 23, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2007 to Jun 20, 2019factForm ADV

Dated events

Occurred
Nov 23, 2022
Advisor changed firm
L••• M•••• L••• left O•••• A••••••• S•••••••• L•• for L••••••••• W••••• A••••••• (registered 2023-02-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2537c1a5-935e-17db-a559-db5e44412369
First observed: Dec 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.