RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• M•••• L•••
- L••••••••• W••••• A••••••• independent RIA currentsince Feb 13, 2023 · Valley View, Oh
- O•••• A••••••• S•••••••• L•• BD affiliatedNov 4, 2019 to Nov 23, 2022 · Westlake, Oh
- U•• F•••••••• S••••••• I••• wirehouseDec 5, 2007 to Jun 20, 2019 · Elyria, Oh
- O•••• A••••••• S•••••••• L•• to L••••••••• W••••• A•••••••left Nov 23, 2022, registered Feb 13, 2023 (82 days) · Affiliated broker-dealer or bank to independent RIA
- U•• F•••••••• S••••••• I••• to O•••• A••••••• S•••••••• L••left Jun 20, 2019, registered Nov 4, 2019 (137 days) · Wirehouse to affiliated broker-dealer or bank
- Lisa Marie Lime left Osaic Advisory Services, Llc for Lineweaver Wealth Advisors (registered 2023-02-13)Nov 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address