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Advisor at PARADIGM WEALTH MANAGEMENT, LLC
WESTLAKE, OH | Michigan City, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARADIGM WEALTH MANAGEMENT, LLC | Independent wealth | Sep 6, 2023 | n/a | yes | WESTLAKE, OH|Michigan City, IN | Current employment |
| ROTHSCHILD WEALTH LLC | Independent wealth | Sep 15, 2015 | Sep 5, 2023 | no | OAKBROOK, IL | Previous registration |
| ROTHSCHILD WEALTH LLC | Independent wealth | Sep 15, 2015 | Dec 31, 2017 | no | OAKBROOK, IL | Previous registration |
| Spc | Bd affiliated wealth | Jun 20, 2011 | Sep 11, 2015 | no | CHICAGO, IL|ANN ARBOR, MI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 10, 2007 | Jun 21, 2011 | no | NEW YORK, NY|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROTHSCHILD WEALTH LLC | PARADIGM WEALTH MANAGEMENT, LLC | Sep 5, 2023 | Sep 6, 2023 | 1 | Firm change | RIA to RIA |
| Spc | ROTHSCHILD WEALTH LLC | Sep 11, 2015 | Sep 15, 2015 | 4 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Spc | Jun 21, 2011 | Jun 20, 2011 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 162442:148662:IL:2023-09-05 | Sep 5, 2023 | Sep 6, 2023 | OAKBROOK, IL | Firm change |