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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAPITOL FAMILY OFFICE, INC.

CRD 312005

BEAVERTON, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2556f26d-da34-29a0-43ee-45a0f966d55e

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 1
Observed: Dec 23, 2020 to Mar 25, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Capitol Family Office, Inc.

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $136MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $131M
Private client RAUM: $136MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $68.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 462
Individual clients: 79
High net worth clients: 45
SEC number: 801-120221
CIK: 1863768
CRD: 312005
Filings on the tape: 26
First filed: Dec 23, 2020
Latest filed: Mar 25, 2026
Organised: Corporation, OR
Website: capitolcfo.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK DAVID NORTMAN	n/a	BEAVERTON, OR	5	24	4	no
ERICA GAIL NORTMAN	n/a	BEAVERTON, OR	5	17	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NORTMAN, ERICA, GAIL	MANAGING PARTNER & CHIEF COMPLIANCE OFFICER	D	yes	08/2011	Dec 23, 2020	Dec 19, 2024
NORTMAN, MARK, DAVID	President	D	yes	08/2011	Dec 23, 2020	Dec 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 25, 2026	$136M	$131M	2	2	n/a	n/a
2024	Feb 12, 2025	$137M	$132M	2	2	n/a	n/a
2023	Feb 21, 2024	$134M	$129M	4	4	n/a	n/a
2022	Mar 21, 2023	$133M	$129M	6	6	n/a	n/a
2021	Mar 18, 2022	$151M	$147M	6	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$136M	$137M	-0.3%	$133M	0.7%	2	2	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	3	Apr 1, 2021	Feb 1, 2021	BEAVERTON, OR	Team lift out	RIA to new firm	2.5%
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	2	Apr 1, 2021	Feb 1, 2021	OLYMPIA, WA	Team lift out	RIA to new firm	1.7%

Relationships

Registered with (8)

← MARK DAVID NORTMANAdvisorregistration: current employment
Feb 1, 2021 to presentfactForm ADV
← ERICA GAIL NORTMANAdvisorregistration: current employment
Feb 1, 2021 to presentfactForm ADV
← Cassandra Martin ConteAdvisorregistration: previous registration
Oct 17, 2022 to May 7, 2024factForm ADV
← DEBBIE STRAUSS BYERLYAdvisorregistration: previous registration
May 12, 2021 to May 3, 2024factForm ADV
← Jonathan R DunnAdvisorregistration: previous registration
Nov 14, 2022 to Sep 21, 2023factForm ADV
← STEPHEN ALAN CRABBAdvisorregistration: previous registration
Feb 1, 2021 to Apr 3, 2023factForm ADV
← MATTHEW JAMES WIENSAdvisorregistration: previous registration
Feb 1, 2021 to Jul 27, 2022factForm ADV
← Garrett James ParkerAdvisorregistration: previous registration
Jan 31, 2021 to Jul 27, 2022factForm ADV

Controls (2)

← NORTMAN, MARK, DAVIDOwnerPRESIDENT, ownership code D, individual
Dec 23, 2020 to Dec 19, 2024factForm ADV
← NORTMAN, ERICA, GAILOwnerMANAGING PARTNER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Dec 23, 2020 to Dec 19, 2024factForm ADV

Moved with (1)

← FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviser3 advisors, team lift out, same day
Apr 1, 2021 to Feb 1, 2021factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Cassandra Martin Conte left Capitol Family Office, Inc. for Northwestern Mutual Investment Services,Llc (registered 2024-09-23)
Form ADVobserved 6 days ago
Occurred
May 3, 2024
Advisor changed firm
Debbie Strauss Byerly left Capitol Family Office, Inc. for Strategent Financial, Llc (registered 2024-05-07)
Form ADVobserved 6 days ago
Occurred
Sep 21, 2023
Advisor changed firm
Jonathan R Dunn left Capitol Family Office, Inc. for Lpl Financial Llc (registered 2023-11-17)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Stephen Alan Crabb left Capitol Family Office, Inc. for Mercer Global Advisors Inc. (registered 2023-03-30)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Matthew James Wiens left Capitol Family Office, Inc. for Wells Fargo Advisors (registered 2026-08-10)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2022
Advisor changed firm
Garrett James Parker left Capitol Family Office, Inc. for Mercer Global Advisors Inc. (registered 2022-08-11)
Form ADVobserved 6 days ago
Occurred
Dec 23, 2020
First Form ADV filing
Capitol Family Office, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2556f26d-da34-29a0-43ee-45a0f966d55e
First observed: Dec 23, 2020
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITOL FAMILY OFFICE, INC.

CRD 312005

BEAVERTON, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2556f26d-da34-29a0-43ee-45a0f966d55e

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK DAVID NORTMAN

n/a

BEAVERTON, OR

ERICA GAIL NORTMAN

n/a

BEAVERTON, OR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NORTMAN, ERICA, GAIL

MANAGING PARTNER & CHIEF COMPLIANCE OFFICER

yes

08/2011

Dec 23, 2020

Dec 19, 2024

NORTMAN, MARK, DAVID

President

yes

08/2011

Dec 23, 2020

Dec 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$136M

$131M

n/a

2024

Feb 12, 2025

$137M

$132M

n/a

2023

Feb 21, 2024

$134M

$129M

n/a

2022

Mar 21, 2023

$133M

$129M

n/a

2021

Mar 18, 2022

$151M

$147M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$136M

$137M

-0.3%

$133M

0.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Apr 1, 2021

Feb 1, 2021

BEAVERTON, OR

Team lift out

RIA to new firm

2.5%

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Apr 1, 2021

Feb 1, 2021

OLYMPIA, WA

Team lift out

RIA to new firm

1.7%