DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• F••••• O•••••• I•••
Latest filing Mar 25, 2026
First filing on the tape Dec 23, 2020 · 26 filings
SEC status approved since Jan 26, 2021
RAUM
$136M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$136M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$68.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$136M as of Mar 25, 2026
Mar 18, 2022$151M then
HNW client RAUM$92.1M as of Mar 25, 2026
Mar 18, 2022$94.3M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Mar 18, 20226 then
Employees (5.A)2 as of Mar 25, 2026
Mar 18, 20226 then
Private funds: no history
RAUM -0.3% over the last fiscal year+0.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $68.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $294,567derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$92.1M68%
- Individuals$44.0M32%
- Individual clients
- 79reported
- HNW clients
- 45reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 462reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• D•••• N•••••• | Beaverton, Or | Feb 1, 2021 | 24 y | 4 |
| E•••• G••• N•••••• | Beaverton, Or | Feb 1, 2021 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- C•••••••• M••••• C•••• to N••••••••• M••••• I••••••••• S•••••••••May 7, 2024 · Other
- D••••• S•••••• B••••• to S••••••••• F••••••••• L••May 3, 2024 · RIA to RIA
- J••••••• R• D••• to L•• F•••••••• L••Sep 21, 2023 · RIA to affiliated broker-dealer or bank
- S•••••• A••• C•••• to M••••• G••••• A••••••• I•••Apr 3, 2023 · RIA to RIA
- G•••••• J•••• P••••• to M••••• G••••• A••••••• I•••Jul 27, 2022 · RIA to RIA
- M•••••• J•••• W•••• to W•••• F•••• A•••••••Jul 27, 2022 · RIA to wirehouse
Joined, latest
- J••••••• R• D••• from S•••• W•••••• L••Nov 14, 2022 · RIA to RIA
- C•••••••• M••••• C•••• from W•••• F•••• A•••••••Oct 17, 2022 · Wirehouse to independent RIA
- M••• D•••• N•••••• from F•••••••• A•••••••• I••••••••• M•••••••••Feb 1, 2021 · RIA to a newly registered adviser
- E•••• G••• N•••••• from F•••••••• A•••••••• I••••••••• M•••••••••Feb 1, 2021 · RIA to a newly registered adviser
- M•••••• J•••• W•••• from F•••••••• A•••••••• I••••••••• M•••••••••Feb 1, 2021 · RIA to a newly registered adviser
- S•••••• A••• C•••• from F•••••••• A•••••••• I••••••••• M•••••••••Feb 1, 2021 · RIA to a newly registered adviser
- G•••••• J•••• P••••• from F•••••••• A•••••••• I••••••••• M•••••••••Jan 31, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from F•••••••• A•••••••• I••••••••• M•••••••••Apr 1, 2021 · Beaverton, Or
- 2 joined from F•••••••• A•••••••• I••••••••• M•••••••••Apr 1, 2021 · Olympia, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••••• E••••• G••• · Managing Partner & Chief Compliance Officercontrolsince 08/2011 · owns 50% to 75%
- N••••••• M•••• D•••• · Presidentcontrolsince 08/2011 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beaverton, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 524 to 462Feb 12, 2025 to Mar 25, 2026
- HNW clients · 46 to 45Feb 12, 2025 to Mar 25, 2026
- Individual clients · 93 to 79Feb 12, 2025 to Mar 25, 2026
- Discretionary RAUM · $132M to $131MFeb 12, 2025 to Mar 25, 2026
- HNW RAUM · $94.3M to $92.1MFeb 12, 2025 to Mar 25, 2026
- Individual RAUM · $42.2M to $44.0MFeb 12, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $4.1M to $5.4MFeb 12, 2025 to Mar 25, 2026
- RAUM · $137M to $136MFeb 12, 2025 to Mar 25, 2026
- Accounts · 558 to 524Dec 19, 2024 to Feb 12, 2025
- HNW clients · 41 to 46Dec 19, 2024 to Feb 12, 2025
- Individual clients · 109 to 93Dec 19, 2024 to Feb 12, 2025
- Financial planning clients · 101-250 to 101-250Dec 19, 2024 to Feb 12, 2025
- Discretionary RAUM · $129M to $132MDec 19, 2024 to Feb 12, 2025
- HNW RAUM · $79.8M to $94.3MDec 19, 2024 to Feb 12, 2025
- Individual RAUM · $54.3M to $42.2MDec 19, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $4.7M to $4.1MDec 19, 2024 to Feb 12, 2025
- RAUM · $134M to $137MDec 19, 2024 to Feb 12, 2025
- Advisory employees · 3 to 2May 3, 2024 to May 7, 2024
- Employees · 3 to 2May 3, 2024 to May 7, 2024
- State-registered IARs · 3 to 2May 3, 2024 to May 7, 2024
- Advisory employees · 4 to 3Feb 21, 2024 to May 3, 2024
- Employees · 4 to 3Feb 21, 2024 to May 3, 2024
- State-registered IARs · 4 to 3Feb 21, 2024 to May 3, 2024
- Accounts · 632 to 558Oct 25, 2023 to Feb 21, 2024
- HNW clients · 40 to 41Oct 25, 2023 to Feb 21, 2024
- Individual clients · 122 to 109Oct 25, 2023 to Feb 21, 2024
- Discretionary RAUM · $129M to $129MOct 25, 2023 to Feb 21, 2024
- HNW RAUM · $74.5M to $79.8MOct 25, 2023 to Feb 21, 2024
- Individual RAUM · $58.8M to $54.3MOct 25, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $4.5M to $4.7MOct 25, 2023 to Feb 21, 2024
- RAUM · $133M to $134MOct 25, 2023 to Feb 21, 2024
- Advisory employees · 5 to 4Apr 3, 2023 to Sep 21, 2023
- Employees · 5 to 4Apr 3, 2023 to Sep 21, 2023
- State-registered IARs · 5 to 4Apr 3, 2023 to Sep 21, 2023
- Advisory employees · 6 to 5Mar 21, 2023 to Apr 3, 2023
- Employees · 6 to 5Mar 21, 2023 to Apr 3, 2023
- State-registered IARs · 6 to 5Mar 21, 2023 to Apr 3, 2023
- Accounts · 630 to 632Dec 7, 2022 to Mar 21, 2023
- HNW clients · 49 to 40Dec 7, 2022 to Mar 21, 2023
- Individual clients · 113 to 122Dec 7, 2022 to Mar 21, 2023
Signals
7 dated events
- C•••••••• M••••• C•••• left C•••••• F••••• O•••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-09-23)May 7, 2024 · Advisor changed firm · fact
- D••••• S•••••• B••••• left C•••••• F••••• O•••••• I••• for S••••••••• F••••••••• L•• (registered 2024-05-07)May 3, 2024 · Advisor changed firm · fact
- J••••••• R• D••• left C•••••• F••••• O•••••• I••• for L•• F•••••••• L•• (registered 2023-11-17)Sep 21, 2023 · Advisor changed firm · fact
- S•••••• A••• C•••• left C•••••• F••••• O•••••• I••• for M••••• G••••• A••••••• I••• (registered 2023-03-30)Apr 3, 2023 · Advisor changed firm · fact
- G•••••• J•••• P••••• left C•••••• F••••• O•••••• I••• for M••••• G••••• A••••••• I••• (registered 2022-08-11)Jul 27, 2022 · Advisor changed firm · fact
- M•••••• J•••• W•••• left C•••••• F••••• O•••••• I••• for W•••• F•••• A••••••• (registered 2026-08-10)Jul 27, 2022 · Advisor changed firm · fact
- C•••••• F••••• O•••••• I••• filed its initial SEC registration (Form ADV)Dec 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• F••••• O•••••• I••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- i•••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-897-0236reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/capitol-family-officereportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (503) 897-0236reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026