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RIA / WealthAdvisor12 years in industry

Cassandra Martin Conte

Advisor at TAYLOR FINANCIAL GROUP, INC.

ROANOKE, VA

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Search this name across graphsid dfx:ria:308ea2c5-b18a-f80b-b807-7fd6111f77ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 19, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TAYLOR FINANCIAL GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 19, 2017
First registration: Jul 19, 2017
Dual registered: no
Other names: CASSANDRA MARTIN|CASSIE MARTIN|Cassandra Lenee Martin|CASSIE MARTIN GRIFFITH|CASSANDRA LENEE GRIFFITH|CASSANDRA MARTIN GRIFFITH|Cassandra Griffith|Cassandra Martin Griffith|Cassie Lenee Martin|Cassie Martin|Cassandra Lenee Conte
IAPD individual key: 6550107

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TAYLOR FINANCIAL GROUP, INC.	Independent wealth	Jan 29, 2026	n/a	yes	ROANOKE, VA	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 23, 2024	Jan 9, 2026	no	SAN DIEGO, CA\|Roanoke, VA\|SAN DIEGO, CA	Previous registration
CAPITOL FAMILY OFFICE, INC.	Independent wealth	Oct 17, 2022	May 7, 2024	no	BEAVERTON, OR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 19, 2017	Sep 28, 2022	no	BLACKSBURG, VA\|ROANOKE, VA\|BLACKSBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	TAYLOR FINANCIAL GROUP, INC.	Jan 9, 2026	Jan 29, 2026	20	Firm change	Other
CAPITOL FAMILY OFFICE, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	May 7, 2024	Sep 23, 2024	139	Firm change	Other
WELLS FARGO ADVISORS	CAPITOL FAMILY OFFICE, INC.	Sep 28, 2022	Oct 17, 2022	19	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ TAYLOR FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 23, 2024 to Jan 9, 2026factForm ADV
→ CAPITOL FAMILY OFFICE, INC.Registered adviserregistration: previous registration
Oct 17, 2022 to May 7, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 19, 2017 to Sep 28, 2022factForm ADV

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
Cassandra Martin Conte left Northwestern Mutual Investment Services,Llc for Taylor Financial Group, Inc. (registered 2026-01-29)
Form ADVobserved 6 days ago
Occurred
May 7, 2024
Advisor changed firm
Cassandra Martin Conte left Capitol Family Office, Inc. for Northwestern Mutual Investment Services,Llc (registered 2024-09-23)
Form ADVobserved 6 days ago
Occurred
Sep 28, 2022
Advisor changed firm
Cassandra Martin Conte left Wells Fargo Advisors for Capitol Family Office, Inc. (registered 2022-10-17)
Form ADVobserved 6 days ago