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Advisor at FIAT WEALTH MANAGEMENT
Eden, MN | WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIAT WEALTH MANAGEMENT | Independent wealth | Feb 16, 2024 | n/a | yes | WAYZATA, MN|Eden, MN | Current employment |
| 360 FINANCIAL | Independent wealth | Aug 17, 2021 | Aug 16, 2023 | no | WAYZATA, MN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 23, 2021 | Jul 28, 2021 | no | WAYZATA, MN | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Apr 8, 2016 | Aug 18, 2021 | no | RICHFIELD, MN|Fargo, ND|Bloomington, MN | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 21, 2014 | Apr 14, 2016 | no | NEW RICHMOND, WI|RICHFIELD, MN|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 360 FINANCIAL | FIAT WEALTH MANAGEMENT | Aug 16, 2023 | Feb 16, 2024 | 184 | Firm change | RIA to RIA |
| CONCOURSE FINANCIAL GROUP ADVISORS | LPL FINANCIAL LLC | Aug 18, 2021 | Jul 23, 2021 | -26 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | 360 FINANCIAL | Jul 28, 2021 | Aug 17, 2021 | 20 | Firm change | Ibd to RIA |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | CONCOURSE FINANCIAL GROUP ADVISORS | Apr 14, 2016 | Apr 8, 2016 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16164:15708:OH:2016-04-14 | Apr 14, 2016 | Apr 8, 2016 | CINCINNATI, OH | Firm change |