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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Indianapolis, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Apr 16, 2026 | n/a | yes | Indianapolis, IN|Indianapolis, IN | Current employment |
| GOELZER INVESTMENT MANAGEMENT | Mixed wealth | Jun 13, 2007 | May 12, 2026 | no | INDIANAPOLIS, IN|CARMEL, IN | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Sep 27, 2006 | May 2, 2007 | no | INDIANAPOLIS, IN | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | May 7, 2004 | Sep 27, 2006 | no | INDIANAPOLIS, IN|CHICAGO, IL|INDIANAPOLIS, IN | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 3, 2002 | Oct 30, 2002 | no | INDIANAPOLIS, IN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 3, 2002 | Sep 5, 2002 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOELZER INVESTMENT MANAGEMENT | ROBERT W. BAIRD & CO. INCORPORATED | May 12, 2026 | Apr 16, 2026 | -26 | Firm change | RIA to RIA |
| J.P. MORGAN SECURITIES INC. | GOELZER INVESTMENT MANAGEMENT | May 2, 2007 | Jun 13, 2007 | 42 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | J.P. MORGAN SECURITIES INC. | Sep 27, 2006 | Sep 27, 2006 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | BANC ONE SECURITIES CORPORATION | Oct 30, 2002 | May 7, 2004 | 555 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Sep 5, 2002 | Sep 3, 2002 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 44402:8158:IN:2026-05-12 | May 12, 2026 | Apr 16, 2026 | CARMEL, IN | Firm change |