DFX Intelligence

J•••• A•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J•••• A•• M•••••

Advisor at T•• P•••••• F•••••••• G••••• I•••

State College, PA | NASHVILLE, TN

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Search this name across graphsid dfx:ria:259c943e-0f92-f521-3825-4e593c7e1d1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P•••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P•••••• F•••••••• G••••• I•••	Independent wealth	Sep 10, 2018	n/a	yes	NASHVILLE, TN\|State College, PA	Current employment
A••• W••••• S••••••• I••	Former SEC adviser	Jun 20, 2007	Jun 29, 2015	no	STATE COLLEGE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• W••••• S••••••• I••	T•• P•••••• F•••••••• G••••• I•••	Jun 29, 2015	Sep 10, 2018	1,169	Firm change after gap	Other
Q•••••• A•••• M••••••••• I•••	A••• W••••• S••••••• I••	Jul 16, 2007	Jun 20, 2007

Relationships

Registered with (6)

→ T•• P•••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Sep 10, 2018 to presentfactForm ADV
→ A••• W••••• S••••••• I••Registered adviserregistration: previous registration
Jun 20, 2007 to Jun 29, 2015factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2007 to Jul 16, 2007factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:259c943e-0f92-f521-3825-4e593c7e1d1b
First observed: Apr 22, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.